Rules and Regulations
Exchange Rules
In the form of statutes, the Exchange Rules contain the essential rules for the organisation of the exchange, the tasks of its boards and bodies as well as the preconditions for access to trading.
| Exchange Rules | |||||
|---|---|---|---|---|---|
| 2021-01-28 | EEX Exchange Rules 0048a - German| English* | zip (2 MB) | |||
| 2021-01-28 | EEX Exchange Rules – History | zip (9 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Admission Rules
The EEX Admission Rules contain the provisions regarding admission as an exchange trader and regarding the execution of exchange trader examinations.
| Admission Rules | |||||
|---|---|---|---|---|---|
| 2020-05-11 | EEX Admission Rules 009a - German | English* | zip (745 KB) | |||
| 2020-05-11 | EEX Admission Rules – History | zip (2 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Trading Conditions
The Trading Conditions include the rules regarding the execution of trading and, in particular, the trading forms, the order types and the execution of orders.
| Trading Conditions | |||||
|---|---|---|---|---|---|
| 2021-01-28 | Trading Conditions 0057a - German | English* | zip (1 MB) | |||
| 2021-01-28 | EEX Trading Conditions – History | zip (12 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Contract Specifications
As a part of the Trading Conditions, the Contract Specifications govern which transactions can be concluded on EEX.
| Contract Specifications | |||||
|---|---|---|---|---|---|
| 2020-12-18 | EEX Contract Specifications 0076a - German | English* | zip (2 MB) | |||
| 2020-12-18 | EEX Contract Specifications - History | zip (59 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
EEX Trade Registration Rules
The Trade Registration Rules specify the conditions for the registration of trades via the EEX Trade Registration function.
| Trade Registration Rules | |||||
|---|---|---|---|---|---|
| 2021-01-28 | EEX Trade Registration Rules 20a - German | English* | zip (716 KB) | |||
| 2021-01-28 | EEX Trade Registration Rules – History | zip (3 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
EEX Trade Registration Contract Specifications
The Trade Registration Contract Specifications govern which trades can exclusively be concluded via the EEX Trade Registration function.
| Trade Registration Contract Specifications | |||||
|---|---|---|---|---|---|
| 2020-11-23 | EEX Contract Specifications for Trade Registration 31a - German | English* | zip (2 MB) | |||
| 2020-11-23 | EEX Trade Registration Contract Specifications – History | zip (17 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Code of Conduct
In addition, EEX has a Code of Conduct which follows the basic principle of joint responsibility of EEX and its participants for a fair and transparent energy market and comprises the rules of conduct for the exchange, its trading participants and exchange traders in order to strengthen the confidence which the market and the public have in the EEX markets.
| Code of Conduct | |||||
|---|---|---|---|---|---|
| 2020-07-31 | Deutsche Börse Group Code of Business Conduct – German | English | zip (505 KB) | |||
| 2018-12-13 | EEX Code of Conduct 003a – German | English* | zip (1 MB) | |||
| 2018-12-13 | EEX Code of Conduct – History | zip (1 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Implementing Regulations
| Implementing Regulations | |||||
|---|---|---|---|---|---|
| 2020-12-15 | Mistrade Ranges | xls (95 KB) | |||
| 2020-12-15 | Mistrade Ranges – History | zip (97 KB) | |||
| 2020-11-27 | Technical Implementation Regulation – History | zip (6 MB) | |||
| 2020-11-27 | Implementation Regulation of EEX concerning technical equipment (Technical Implementation Regulation) 009b – German | English* | zip (2 MB) | |||
| 2020-09-11 | Implementation Regulation of the Order Transaction Ratio 003b - German | English* | zip (596 KB) | |||
| 2020-09-11 | OTR Implementation Regulation – History | zip (1 MB) | |||
| 2020-05-18 | Peak Delivery Days for EEX Japanese Power Peak Futures 001a - German | English* | zip (483 KB) | |||
| 2020-05-18 | Peak Delivery Days for EEX Japanese Power Peak Futures - History | zip (483 KB) | |||
| 2020-02-12 | Trade Cancellation Rules (formerly: Mistrade Rules) V0012b - German | English* | zip (614 KB) | |||
| 2020-02-12 | Trade Cancellation Rules (formerly: Mistrade Rules) – History | zip (1 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Rules & Ordinances
| Rules & Ordinances | |||||
|---|---|---|---|---|---|
| 2020-11-06 | Ordinance by the Saxon State Ministry of Economic Affairs, Labour and Transport regarding the Execution of Exchange Law (Saxon Exchange Act Execution Ordinance – SächsBörsDVO) – English | pdf (446 KB) | |||
| 2020-11-06 | Ordinance by the Saxon State Ministry of Economic Affairs, Labour and Transport regarding the Execution of Exchange Law (Saxon Exchange Act Execution Ordinance – SächsBörsDVO) – German | pdf (142 KB) | |||
| 2020-11-06 | Saxon Exchange Act Execution Ordinance – History | zip (748 KB) | |||
| 2018-01-11 | Ordinance on the Transfer of Competences under Exchange Law – History 2018 | zip (101 KB) | |||
| 2009-01-05 | Ordinance on the Transfer of Competences under Exchange Law - BörsZustÜVO – English | pdf (10 KB) | |||
| 2009-01-05 | Ordinance on the Transfer of Competences under Exchange Law - BörsZustÜVO – German | pdf (114 KB) | |||
EEX OTF Trading Rules
| EEX OTF Trading Rules | |||||
|---|---|---|---|---|---|
| 2020-01-01 | EEX OTF Trading Rules 02a – German | English* | zip (801 KB) | |||
| 2020-01-01 | EEX OTF Trading Rules History | zip (871 KB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
EEX OTF Terms and Conditions
| EEX OTF Terms and Conditions | |||||
|---|---|---|---|---|---|
| 2018-01-11 | EEX OTF Terms and Conditions – History 2018 | zip (107 KB) | |||
| 2018-01-03 | EEX OTF Terms and Conditions 01b – German | English* | zip (107 KB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
EEX OTF Contract Specifications
| EEX OTF Contract Specifications | |||||
|---|---|---|---|---|---|
| 2020-01-01 | EEX OTF Contract Specifications 002a - German | English* | zip (1 MB) | |||
| 2020-01-01 | EEX OTF Contract Specifications – History | zip (1 MB) | |||
*Note: The English version is for information purposes only. The German version is legally binding.
Trade Cancellation Ranges
| Trade Cancellation Ranges | |||||
|---|---|---|---|---|---|
| 2017-09-21 | Trade Cancellation Ranges | xls (43 KB) | |||
| 2017-09-21 | Trade Cancellation Ranges – History 2018 | zip (10 KB) | |||