Archive Overview

The archive provides you with current and historic information on EUA and EUAA Primary Market Auctions run at EEX.

Auction Details:

  • EUA and EUAA Primary Market Auction Report
  • Auction Calendar
  • Annex to the Auction Calendar

Admission, Guidance, FAQ:

  • Admission Forms (Auctioneer, Auction-only)
  • Eligibility Form
  • Guidance for Bidders
  • Emission Intermediaries
  • FAQ
  • Tutorial

Rules, Regulations, Price Lists:

  • EEX Exchange Rules,Trading Conditions and Contract Specification
  • Arrangements on Primary Auctions of Emission Allowances
  • EEX Price List
  • ECC Clearing Specification
  • ECC Price List
  • News

Auction Details:

EUA Primary Market Auction Report

16/12/2016 Emission Spot Primary Market Auction Report 2016 (57 KB) XLSX
17/12/2015 Emission Spot Primary Market Auction Report 2015 (128 KB) XLS
16/12/2014 Emission Spot Primary Market Auction Report 2014 (128 KB) XLS
17/12/2013 Emission Spot Primary Market Auction Report 2013 (128 KB) XLS
18/12/2012 Emission Spot Primary Market Auction Report 2012 (50 KB) XLS
09/10/2012 History EUA Primary Auction Spot - Germany (5.1 MB) ZIP
13/12/2011 History EUA Primary Auction Spot - Lithuania (74 KB) ZIP
27/10/2011 History EUA Primary Auction Spot - The Netherlands (147 KB) ZIP

Auction Calendar

25/10/2016 EUA Primary Auction Calendar History 2016 (6.5 MB) ZIP
19/12/2014 EUA Primary Auction Calendar History 2015 (3 MB) ZIP
29/07/2014 EUA Primary Auction Calendar History 2014 (1.5 MB) ZIP
30/09/2013 EUA Primary Auction Calendar History 2013 (5 MB) ZIP
30/09/2013 EUA Primary Auction Calendar History 2012 (2.1 MB) ZIP

Annex to the Auction Calendar

01/02/2017 Annex 1 Adjustments to the Auction Calendar 2016 (165 KB) ZIP
01/02/2017 Annex 1 Adjustments to the Auction Calendar 2015 (458 KB) ZIP
01/02/2017 Annex 1 Adjustments to the Auction Calendar 2014 (320 KB) ZIP

Admission, Guidance, FAQ:

Auction-only

05/07/2017 Starter Kit Auction only (Electronic Bidding) (1 MB) ZIP
05/07/2017 Starter Kit Auction only (Trading on Behalf) (0.9 MB) ZIP
16/11/2012 Information sheet Admission as “auction only” Participant for the European Energy Exchange Spot Market -Checklist (English) (100 KB) PDF
16/11/2012 Merkblatt Neuzulassung als „Auction only“-Börsenteilnehmer am Spotmarkt der European Energy Exchange (Deutsch) (96 KB) PDF
10/02/2017 A05 Antrag auf Zulassung als „Auction only“- Börsenteilnehmer am Spotmarkt der European Energy Exchange (Deutsch)) (465 KB) PDF
10/02/2017 A05 Application for Admission as „Auction only“- Exchange participant on the Spot Market of the European Energy Exchange (English) (296 KB) PDF

Auctioneers

07/07/2017 Application Form Auctioneers (English) (168 KB) PDF
10/02/2017 Application Form Auctioneers (English) (244 KB) PDF
02/10/2012 Arrangement with Auctioneers (English) (354 KB) PDF

Eligibility Form

30/03/2016 Eligibility Form (English) (100 KB) PDF
30/03/2016 Berechtigungsformular (German) (97 KB) PDF
14/01/2014 Eligibility Form Phase 3 Auctions (English) (61 KB) PDF
14/01/2014 Eligibility Form Phase 3 Auctions (German) (65 KB) PDF
05/10/2012 Berechtigungsformular (German) (53 KB) PDF
05/10/2012 Eligibility Form (English) (37 KB) PDF
13/09/2013 Information Letter on Eligibility for Phase 3 Auctions (English) (44 KB) PDF
13/09/2013 Information Letter on Eligibility for Phase 3 Auctions (German) (42 KB) PDF

Guidance for Bidders

14/12/2015 Brochure "Guidance for Bidders" (0.8 MB) PDF

Emission Intermediaries

02/02/2017 EUA Auctions - Emission Intermediaries (174 KB) PDF
02/02/2017 EUA Auktion - Vermittler Kundenhandel (183 KB) PDF

FAQ

23/08/2017 EUA Auctions - FAQ (222 KB) PDF
02/02/2017 EUA Auktion - FAQ (187 KB) PDF
23/08/2017 EUA Auctions / EUA Auktion - FAQ - History (156 KB) ZIP

Auction Tutorial

Please find below the link to the available video tutorial for the EUA Primary Market Auctions.

> Auction Tutorial 2012

Rules, Regulations, Price Lists:

EEX Exchange Rules, Trading Conditions and Contract Specification

EEX Exchange Rules, EEX Trading Conditions and EEX Contract Specifications can be found in the section Trading > Rules & Regulations > Regulated Market on EEX's website:

> Rules & Regulations

03/04/2017 EEX Exchange Rules - History (10.7 MB) ZIP
03/04/2017 EEX Trading Conditions - History (6.2 MB) ZIP
20/07/2017 EEX Contract Specifications - History (33.8 MB) ZIP

Arrangements on Primary Auctions of Emission Allowances

The arrangements on primary auctions of emission allowances provide details on applicable rules, legislative framework, rules & regulations, requirements, auction design, conduction of the auctions, clearing and settlement, contract specifications and further relevant information.

05/05/2015 Arrangements on primary auctions of emission allowances on the spot market of the European Energy Exchange (EEX) under Commission Regulation (EU) No 1031/2010 and clearing and settlement of such transactions through European Commodity Clearing AG (ECC) – English (354 KB) PDF

Benchmark Fees and Fee Components

10/02/2017 Benchmark fees and fee components (94 KB) PDF
24/01/2017 Benchmark fees and fee components (93 KB) PDF

News

All EEX Customer Information and EEX Press Releases on the auction can be found in the section Products > Environmental Markets > Emissions Auctions > News.

> News